-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IXvMSXD3o9rp3LaFXLcegZCxBscmrtIW8ieJZWeajhVpYPtzA1pXSt6pkCq1Mkw9 UmqarYAFOK1Hco9fw7PaPw== 0001104659-05-033884.txt : 20050725 0001104659-05-033884.hdr.sgml : 20050725 20050725165710 ACCESSION NUMBER: 0001104659-05-033884 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050725 DATE AS OF CHANGE: 20050725 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNION BANKSHARES CO/ME CENTRAL INDEX KEY: 0000745083 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010395131 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-40238 FILM NUMBER: 05971877 BUSINESS ADDRESS: STREET 1: 66 MAIN ST STREET 2: PO BOX 479 CITY: ELLSWORTH STATE: ME ZIP: 04605 BUSINESS PHONE: 2076672504 MAIL ADDRESS: STREET 1: 66 MAIN ST STREET 2: PO BOX 479 CITY: ELLSWORTH STATE: ME ZIP: 04605 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Dixon Fitz Eugene JR CENTRAL INDEX KEY: 0001331771 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 215-836-7500 MAIL ADDRESS: STREET 1: 665 THOMAS ROAD CITY: LAFAYETTE HILL STATE: PA ZIP: 19444 SC 13G 1 a05-13444_1sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934
(Amendment No.    )*

 

INFORMATION TO BE INCLUDED IN STATEMENT FILED PURSUANT TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2

UNION BANKSHARES COMPANY

(Name of Issuer)

 

COMMON STOCK, $12.50 PAR VALUE

(Title of Class of Securities)

 

905398103

(CUSIP Number)

 

August 20, 2003

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

ý

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No.  905398103

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Fitz Eugene Dixon, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
57,424

 

6.

Shared Voting Power 
0

 

7.

Sole Dispositive Power 
57,424

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
57,424

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
N/A

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.14%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

2



 

Item 1.

 

(a)

Name of Issuer
Union Bankshares Company

 

(b)

Address of Issuer’s Principal Executive Offices
66 Main Street
Ellsworth, Maine 04605

 

Item 2.

 

(a)

Name of Person Filing
Fitz Eugene Dixon, Jr.

 

(b)

Address of Principal Business Office or, if none, Residence
665 Thomas Road
Lafayette Hill, PA 19444

 

(c)

Citizenship
United States

 

(d)

Title of Class of Securities
Common Stock, par value $12.50 per share (“Common Stock”)

 

(e)

CUSIP Number
905398103

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

N/A

 

 

3



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

57,424 shares of Common Stock

 

(b)

Percent of class:   

5.14% as of the date of filing this statement. (Based on 1,118,300 shares of Common Stock issued and outstanding as of March 10, 2005, according to the Issuer’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2005)

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

57,424

 

 

(ii)

Shared power to vote or to direct the vote    

0

 

 

(iii)

Sole power to dispose or to direct the disposition of   

57,424

 

 

(iv)

Shared power to dispose or to direct the disposition of   

0

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

N/A

 

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

N/A

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

N/A

 

Item 8.

Identification and Classification of Members of the Group

 

N/A

 

Item 9.

Notice of Dissolution of Group

 

N/A

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

4



 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

July 25, 2005

 

Date

 


/s/ F. Eugene Dixon, Jr.

 

Signature

 


Fitz Eugene Dixon, Jr.

 

Name/Title

 

 

5


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